SFC Licences of SHU Hoi Ming, Karman 舒凱明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 29 March 2017 | 25 September 2019 |
| Merrill Lynch Far East Limited | RE | 1 | 29 March 2017 | 25 September 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 March 2017 | 25 September 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 29 November 2007 | 02 March 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 29 November 2007 | 02 March 2016 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 29 November 2007 | 02 March 2016 |