SFC Licences of XIE Jianying 謝劍英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 17 August 2020 | |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 17 August 2020 | |
| SIFT Capital Partners Limited 仕富資本有限公司 | RO | 9 | 04 February 2016 | 30 September 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 06 May 2010 | 12 June 2015 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 22 January 2008 | 27 April 2009 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 22 January 2008 | 27 April 2009 |