SFC Licences of GONG Hua 龔華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Open Securities Limited 開盤證券有限公司 | RE | 2 | 21 September 2010 | 08 April 2011 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 04 June 2010 | 08 April 2011 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 30 April 2009 | 10 December 2009 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 08 September 2008 | 02 April 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 March 2008 | 01 September 2008 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 03 December 2007 | 01 March 2008 |