SFC Licences of CHU Kar Chun, Betty 朱家珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tung Wui Securities Company Limited 東匯證券有限公司 | RE | 1 | 23 June 2011 | 29 November 2011 |
Wells Fargo Securities Asia Limited | RE | 1 | 30 October 2009 | 29 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 November 2007 | 23 July 2009 |