SFC Licences of YANG Shufen 楊淑芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 1 24 September 2010
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 16 July 2019 07 February 2022
CMB International Capital Holdings Corporation Limited RE 1 04 June 2010 16 November 2010
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 18 January 2008 31 March 2010