SFC Licences of YANG Shufen 楊淑芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 16 July 2019 | 07 February 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 24 September 2010 | |
| CMB International Capital Holdings Corporation Limited | RE | 1 | 04 June 2010 | 16 November 2010 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 18 January 2008 | 31 March 2010 |