SFC Licences of DAVIS Mark James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 7 25 October 2012 09 August 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 5 25 October 2012 09 August 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 25 October 2012 09 August 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 25 October 2012 09 August 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 25 October 2012 09 August 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 7 17 May 2010 25 October 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 5 09 October 2009 25 October 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 4 09 October 2009 25 October 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 2 09 October 2009 25 October 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 1 09 October 2009 25 October 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 30 November 2007 09 October 2009
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 30 November 2007 09 October 2009