SFC Licences of SIMMONS Dirk Vincent
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 14 January 2013 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 January 2013 | 21 January 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 June 2009 | 21 September 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 June 2009 | 21 September 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 June 2009 | 21 September 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 December 2007 | 09 January 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 December 2007 | 09 January 2009 |
| Merrill Lynch Far East Limited | RE | 6 | 03 December 2007 | 09 January 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 03 December 2007 | 09 January 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 03 December 2007 | 09 January 2009 |
| Merrill Lynch Far East Limited | RE | 4 | 03 December 2007 | 09 January 2009 |