SFC Licences of KWAN Chi Yan Lawrence 關智仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 06 July 2020 | 24 May 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 July 2020 | 24 May 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 06 July 2020 | 24 May 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 July 2020 | 24 May 2023 |
| Merrill Lynch Far East Limited | RE | 2 | 18 November 2013 | 27 February 2018 |
| Merrill Lynch Far East Limited | RE | 1 | 18 November 2013 | 27 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 November 2013 | 27 February 2018 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 11 July 2012 | 05 April 2013 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 13 October 2008 | 31 May 2012 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 31 May 2012 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 October 2008 | 31 May 2012 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 28 November 2007 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 28 November 2007 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 28 November 2007 | 31 July 2009 |