SFC Licences of CHIU Im Seong, Jo Jo 趙艷嫦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities Limited 中國證券有限公司 | RO | 4 | 22 February 2022 | |
| China Securities Limited 中國證券有限公司 | RO | 1 | 27 June 2018 | |
| Ruibang Securities Limited 瑞邦證券有限公司 | RO | 1 | 06 February 2017 | 16 January 2018 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 27 December 2012 | 01 February 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 27 July 2009 | 01 February 2017 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 28 January 2008 | 20 June 2009 |