SFC Licences of YAM Tsz Chun 任子駿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 31 December 2012 04 July 2014
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 27 October 2010 31 December 2012
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 06 December 2007 01 July 2009