SFC Licences of LEE Nim Yan 李念恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 06 December 2007 | 18 January 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 December 2007 | 18 January 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 December 2007 | 18 January 2008 |