SFC Licences of LUK Yu Hin 陸汝軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wiseview Asset Management Limited 冠誠資產管理有限公司 RO 9 05 July 2023
Wiseview Asset Management Limited 冠誠資產管理有限公司 RO 4 05 July 2023
Fulbright Futures Limited 富昌期貨有限公司 RE 2 16 April 2018 27 January 2023
Fulbright Securities Limited 富昌證券有限公司 RE 1 16 April 2018 27 January 2023
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 31 May 2017 21 March 2018
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 31 May 2017 21 March 2018
Nerico Brothers Limited RE 3 30 September 2013 09 April 2017
Nerico Brothers Limited RE 2 30 September 2013 09 April 2017
Nerico Brothers Limited RE 1 30 September 2013 09 April 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 3 30 July 2013 09 September 2013
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 13 April 2010 09 September 2013
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 13 April 2010 09 September 2013
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 14 March 2008 07 April 2010
Prudential Brokerage Limited 信誠證券有限公司 RE 1 06 December 2007 07 April 2010