SFC Licences of YUEN Tsung King, Charles 袁崇敬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 9 | 05 March 2019 | |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 5 | 05 March 2019 | |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 2 | 05 March 2019 | |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 4 | 18 February 2019 | |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 18 February 2019 | |
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 | RE | 4 | 12 June 2017 | 31 December 2018 |
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 | RE | 1 | 12 June 2017 | 31 December 2018 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 13 October 2008 | 19 October 2008 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 06 March 2008 | 19 October 2008 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 10 December 2007 | 19 October 2008 |