SFC Licences of WANG Jian 王健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 10 February 2023 | |
| Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 06 October 2021 | |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 24 May 2016 | 06 October 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 May 2016 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 24 April 2015 | 17 July 2015 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 24 April 2015 | 17 July 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 24 April 2015 | 17 July 2015 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 11 December 2007 | 17 July 2015 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 11 December 2007 | 17 July 2015 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 11 December 2007 | 17 July 2015 |