SFC Licences of MOK Chung Hin 莫從顯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 16 December 2019 | 22 February 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 December 2019 | 22 February 2023 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 19 November 2010 | 27 November 2019 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 15 June 2009 | 05 July 2013 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 12 December 2007 | 27 November 2019 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 | RE | 1 | 12 December 2007 | 28 April 2014 |