SFC Licences of NG Shui Cheong 吳瑞昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
United Zone Investment Limited 聯際投資有限公司 RO 9 04 December 2018 03 November 2021
United Zone Investment Limited 聯際投資有限公司 RO 4 04 December 2018 03 November 2021
United Zone Investment Limited 聯際投資有限公司 RO 2 04 December 2018 03 November 2021
United Zone Investment Limited 聯際投資有限公司 RO 1 04 December 2018 03 November 2021
United Zone Investment Limited 聯際投資有限公司 RE 9 25 October 2018 04 December 2018
United Zone Investment Limited 聯際投資有限公司 RE 2 25 October 2018 04 December 2018
United Zone Investment Limited 聯際投資有限公司 RE 1 25 October 2018 04 December 2018
Hao Tian International Futures Limited 昊天國際期貨有限公司 RO 2 05 January 2018 11 July 2018
Hao Tian International Securities Limited 昊天國際證券有限公司 RE 1 14 September 2017 11 July 2018
Hao Tian Asset Management Limited 昊天資產管理有限公司 RE 9 13 April 2017 11 July 2018
Hao Tian International Futures Limited 昊天國際期貨有限公司 RE 2 20 March 2017 05 January 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 31 August 2016 03 March 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 31 August 2016 03 March 2017
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 5 29 October 2015 30 July 2016
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 29 October 2015 30 July 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 29 April 2011 08 July 2011
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 16 March 2011 08 July 2011
Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 RE 2 16 July 2008 11 February 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 20 March 2008 05 July 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 14 March 2008 05 July 2008
Emperor Securities Limited 英皇證券有限公司 RE 1 13 December 2007 14 January 2008