SFC Licences of ANG Lee Ping 洪立彬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 12 May 2011 | 22 August 2012 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 12 May 2011 | 22 August 2012 |
Merrill Lynch Far East Limited | RE | 4 | 07 January 2008 | 12 January 2009 |
Merrill Lynch Far East Limited | RE | 1 | 07 January 2008 | 12 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 07 January 2008 | 12 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 January 2008 | 12 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 January 2008 | 12 January 2009 |
Merrill Lynch Far East Limited | RE | 6 | 07 January 2008 | 12 January 2009 |