SFC Licences of YUEN Robin 袁肇鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 16 April 2018 | 14 April 2021 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 18 September 2014 | 31 March 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 18 October 2010 | 25 July 2011 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 02 October 2009 | 07 January 2010 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 12 December 2007 | 04 March 2009 |