SFC licenceholder AQD400 YUEN Robin 袁肇鋒

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [4] (Advising on Securities) 16 April 2018
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [4] (Advising on Securities) 18 September 2014 31 March 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE [4] (Advising on Securities) 18 October 2010 25 July 2011
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RE [1] (Dealing in Securities) 02 October 2009 07 January 2010
CLSA Research Limited 里昂證券投資研究有限公司 RE [4] (Advising on Securities) 12 December 2007 04 March 2009