SFC Licences of KU Wei-Chiang 顧偉強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLC Securities Limited 創僑證券有限公司 | RE | 1 | 16 September 2013 | 14 August 2014 |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 21 February 2013 | 28 August 2013 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 9 | 04 September 2009 | 31 August 2010 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 4 | 04 September 2009 | 31 August 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 December 2007 | 02 December 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 December 2007 | 02 December 2008 |