SFC Licences of YU Wing Kit 余穎潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 15 June 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 May 2017 | 15 June 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 May 2017 | 02 October 2017 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 April 2011 | 29 April 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 April 2011 | 29 April 2017 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 18 January 2008 | 28 July 2008 |