SFC Licences of YUEN Siu Lok 元兆洛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Global Mastermind Securities Limited 環球大通證券有限公司 | RE | 4 | 30 March 2020 | |
| Global Mastermind Securities Limited 環球大通證券有限公司 | RE | 1 | 17 February 2020 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 17 September 2014 | 14 January 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 21 April 2008 | 30 August 2014 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 18 January 2008 | 14 April 2008 |