SFC Licences of LAU Ho To 劉浩濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cheng Chuang Fund Management Limited 承創基金管理有限公司 RO 9 08 November 2019
Cheng Chuang Fund Management Limited 承創基金管理有限公司 RO 4 08 November 2019
Sky Wealth Asset Management Company Limited 天富資產管理有限公司 RO 9 29 November 2018 01 November 2019
Sky Wealth Asset Management Company Limited 天富資產管理有限公司 RO 4 29 November 2018 01 November 2019
Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 RO 9 31 March 2017 24 October 2018
Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 RE 9 13 March 2017 31 March 2017
Supreme China Securities Limited 智華證券有限公司 RE 1 19 November 2014 17 February 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 18 August 2011 17 November 2014
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 18 February 2011 17 November 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 February 2011 17 November 2014
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 1 02 November 2009 15 January 2011
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 RE 1 08 September 2009 27 October 2009
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 18 January 2008 14 November 2008