SFC Licences of CHENG Ye 程燁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 08 January 2010 04 September 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 29 December 2009 04 September 2013
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 September 2008 18 November 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 20 December 2007 18 November 2009