SFC Licences of LAU Wai Kin, Jennifer 劉慧堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Point72 Hong Kong Limited | RE | 2 | 25 January 2017 | 03 October 2022 |
Point72 Hong Kong Limited | RE | 9 | 25 January 2017 | |
Point72 Hong Kong Limited | RE | 1 | 25 January 2017 | |
Point72 Hong Kong Limited | RE | 9 | 15 March 2013 | 21 August 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 December 2007 | 01 June 2011 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 20 December 2007 | 01 June 2011 |