SFC Licences of CHIU Sze Miu 招詩苗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Schroder Investment Management (Hong Kong) Limited RE 9 19 September 2011
Schroder Investment Management (Hong Kong) Limited RE 4 19 September 2011
Schroder Investment Management (Hong Kong) Limited RE 1 19 September 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 15 October 2008 08 September 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 19 September 2008 08 September 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 18 December 2007 22 May 2008