SFC Licences of POON Lai Fan, Fanny 潘麗芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 3 22 June 2011 05 August 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 2 30 November 2010 05 August 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 1 30 November 2010 05 August 2013
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 04 August 2010 27 November 2010
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 06 February 2009 27 November 2010
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 28 January 2008 27 November 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 28 January 2008 27 November 2010