SFC Licences of POON Lai Fan, Fanny 潘麗芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 22 June 2011 | 05 August 2013 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 30 November 2010 | 05 August 2013 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 30 November 2010 | 05 August 2013 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 04 August 2010 | 27 November 2010 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 06 February 2009 | 27 November 2010 |
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 | RE | 1 | 28 January 2008 | 27 November 2010 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 28 January 2008 | 27 November 2010 |