SFC Licences of LAI Kin Chuen 黎健全

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 9 08 February 2013
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 08 February 2013
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 08 February 2013
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 15 April 2011 03 January 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 24 August 2010 01 April 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 24 August 2010 01 April 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 14 December 2009 12 August 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 14 December 2009 12 August 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 14 December 2009 12 August 2010
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RE 4 31 July 2008 23 October 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 18 December 2007 23 October 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 18 December 2007 23 October 2009