SFC Licences of YANG Ling 楊玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Xynergy Investment Management (H.K.) Limited 辛基投資管理(香港)有限公司 RO 9 09 July 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 15 August 2011 24 January 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 15 August 2011 24 January 2013
Merrill Lynch (Asia Pacific) Limited RE 1 07 January 2008 12 January 2009
Merrill Lynch (Asia Pacific) Limited RE 4 07 January 2008 12 January 2009
Merrill Lynch (Asia Pacific) Limited RE 6 07 January 2008 12 January 2009
Merrill Lynch Far East Limited RE 1 07 January 2008 12 January 2009
Merrill Lynch Far East Limited RE 4 07 January 2008 12 January 2009
Merrill Lynch Far East Limited RE 6 07 January 2008 12 January 2009