SFC Licences of YANG Ling 楊玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Xynergy Investment Management (H.K.) Limited 辛基投資管理(香港)有限公司 | RO | 9 | 09 July 2021 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 15 August 2011 | 24 January 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 August 2011 | 24 January 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 January 2008 | 12 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 January 2008 | 12 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 07 January 2008 | 12 January 2009 |
Merrill Lynch Far East Limited | RE | 1 | 07 January 2008 | 12 January 2009 |
Merrill Lynch Far East Limited | RE | 4 | 07 January 2008 | 12 January 2009 |
Merrill Lynch Far East Limited | RE | 6 | 07 January 2008 | 12 January 2009 |