SFC Licences of LOUIE Leung Kwan 雷樑坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaiser KT Capital Limited 嘉信開泰融資有限公司 RO 6 02 January 2020 13 June 2021
Kaiser KT Capital Limited 嘉信開泰融資有限公司 RE 6 09 April 2019 02 January 2020
JS Securities Limited 晉商證券有限公司 RE 4 11 May 2015 15 August 2015
JS Securities Limited 晉商證券有限公司 RE 1 11 May 2015 15 August 2015
JS Securities Limited 晉商證券有限公司 RO 4 27 January 2015 11 May 2015
JS Securities Limited 晉商證券有限公司 RO 1 26 March 2013 11 May 2015
Kaiser KT Capital Limited 嘉信開泰融資有限公司 RE 6 30 May 2012 15 August 2015
JS Securities Limited 晉商證券有限公司 RE 1 20 May 2011 26 March 2013
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 May 2009 29 April 2011
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 May 2009 29 April 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 18 December 2007 08 October 2008
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 18 December 2007 08 October 2008