SFC Licences of LOUIE Leung Kwan 雷樑坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kaiser KT Capital Limited 嘉信開泰融資有限公司 | RO | 6 | 02 January 2020 | 13 June 2021 |
Kaiser KT Capital Limited 嘉信開泰融資有限公司 | RE | 6 | 09 April 2019 | 02 January 2020 |
JS Securities Limited 晉商證券有限公司 | RE | 4 | 11 May 2015 | 15 August 2015 |
JS Securities Limited 晉商證券有限公司 | RE | 1 | 11 May 2015 | 15 August 2015 |
JS Securities Limited 晉商證券有限公司 | RO | 4 | 27 January 2015 | 11 May 2015 |
JS Securities Limited 晉商證券有限公司 | RO | 1 | 26 March 2013 | 11 May 2015 |
Kaiser KT Capital Limited 嘉信開泰融資有限公司 | RE | 6 | 30 May 2012 | 15 August 2015 |
JS Securities Limited 晉商證券有限公司 | RE | 1 | 20 May 2011 | 26 March 2013 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 12 May 2009 | 29 April 2011 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 May 2009 | 29 April 2011 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 December 2007 | 08 October 2008 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 18 December 2007 | 08 October 2008 |