SFC Licences of ZHANG Xiujie 張秀杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 24 November 2022 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 24 November 2022 | |
CLSA Limited 中信里昂證券有限公司 | RO | 1 | 24 November 2022 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 21 March 2022 | 24 November 2022 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 21 March 2022 | 24 November 2022 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 March 2022 | 24 November 2022 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 02 January 2008 | 16 May 2008 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 02 January 2008 | 16 May 2008 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 02 January 2008 | 16 May 2008 |