SFC Licences of ZHANG Xiujie 張秀杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 6 24 November 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 4 24 November 2022
CLSA Limited 中信里昂證券有限公司 RO 1 24 November 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 21 March 2022 24 November 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 21 March 2022 24 November 2022
CLSA Limited 中信里昂證券有限公司 RE 1 21 March 2022 24 November 2022
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 02 January 2008 16 May 2008
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 02 January 2008 16 May 2008
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 02 January 2008 16 May 2008