SFC Licences of LUO Yi 羅毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 | RO | 6 | 24 November 2023 | |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RO | 9 | 18 July 2019 | 16 January 2020 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RO | 4 | 18 July 2019 | 16 January 2020 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RO | 6 | 11 June 2019 | 07 September 2021 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 02 May 2019 | 11 June 2019 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RO | 6 | 26 March 2015 | 27 February 2019 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 6 | 08 May 2013 | 09 September 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 15 September 2009 | 04 January 2013 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 30 January 2008 | 31 August 2009 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 30 January 2008 | 31 August 2009 |