SFC Licences of YU Zhipeng 余志鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RO 2 23 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RO 1, 4 23 June 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 07 February 2022 23 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 07 February 2022 23 June 2022
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2 04 January 2019 07 February 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 04 January 2019 07 February 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 07 August 2018 04 January 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 07 August 2018 04 January 2019
Morgan Stanley Hong Kong Securities Limited
RE 2 06 December 2010 23 April 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1 02 January 2008 23 April 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 7 02 January 2008 05 September 2013
Morgan Stanley Hong Kong Futures Limited
RE 2, 7 02 January 2008 06 December 2010
Morgan Stanley Hong Kong Securities Limited
RE 1 02 January 2008 08 January 2010