SFC Licences of CHOI Yik Hin, Thomson 蔡亦軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 28 September 2018 | 28 January 2022 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 September 2018 | 28 January 2022 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 14 September 2011 | 24 July 2018 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 19 October 2010 | 30 December 2011 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 05 October 2010 | 24 July 2018 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 05 October 2010 | 30 December 2011 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 03 January 2008 | 19 August 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 January 2008 | 19 August 2010 |