SFC Licences of SY Wang Ngai, Gregory 施宏毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Black Marble Securities Limited 貝格隆証券有限公司 | RE | 1 | 02 August 2016 | 21 December 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 24 November 2014 | 30 April 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 10 February 2010 | 30 April 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 13 January 2010 | 30 April 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 13 January 2010 | 30 April 2016 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 | RE | 9 | 09 February 2009 | 23 November 2009 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 | RE | 4 | 09 February 2009 | 23 November 2009 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 9 | 22 April 2008 | 28 November 2008 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 27 December 2007 | 28 November 2008 |