SFC Licences of NG Wan Leung 吳允樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudential Brokerage Limited 信誠證券有限公司 RE 1 28 March 2008 27 October 2008
BOCI Securities Limited 中銀國際證券有限公司 RE 4 20 December 2007 04 March 2008
BOCI Securities Limited 中銀國際證券有限公司 RE 1 20 December 2007 04 March 2008