SFC Licences of NG Wan Leung 吳允樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 28 March 2008 | 27 October 2008 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 20 December 2007 | 04 March 2008 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 December 2007 | 04 March 2008 |