SFC Licences of CHENG Yue Sun, Clement 鄭禹新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RO | 1 | 23 January 2018 | |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 06 January 2014 | 23 January 2018 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 9 | 06 January 2014 | |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 06 January 2014 | |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 1 | 06 January 2011 | 20 December 2013 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 23 February 2010 | 20 December 2013 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 23 February 2010 | 20 December 2013 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 23 September 2009 | 04 February 2010 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 9 | 02 January 2008 | 11 September 2009 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 02 January 2008 | 11 September 2009 |