SFC Licences of KWAN Wai Ying 關惠螢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Trinkaus Investment Management Limited RE 4 04 January 2011 30 April 2011
HSBC Trinkaus Investment Management Limited RE 1 04 January 2011 30 April 2011
LGT Investment Management (Asia) Limited RE 1 14 February 2008 03 December 2010