SFC Licences of LU Yen Ying 呂彥穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tybourne Capital Management (HK) Limited |
RE | 9 | 21 July 2014 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 6 | 22 July 2013 | 19 June 2014 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 4 | 22 July 2013 | 19 June 2014 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1 | 13 June 2013 | 19 June 2014 |
| Nomura Securities (Hong Kong) Limited |
RE | 1, 2 | 28 July 2011 | 18 December 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RE | 2 | 28 July 2011 | 18 December 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RE | 1 | 02 January 2008 | 18 December 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RE | 4, 6 | 02 January 2008 | 20 September 2010 |