SFC Licences of LU Yen Ying 呂彥穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tybourne Capital Management (HK) Limited
RE 9 21 July 2014
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 22 July 2013 19 June 2014
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 22 July 2013 19 June 2014
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 13 June 2013 19 June 2014
Nomura Securities (Hong Kong) Limited
RE 1, 2 28 July 2011 18 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 2 28 July 2011 18 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 1 02 January 2008 18 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 4, 6 02 January 2008 20 September 2010