SFC Licences of LO Ho Yin 盧浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Shanghai Securities Limited 第一上海證券有限公司 | RO | 1 | 15 April 2019 | |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 21 January 2011 | 15 April 2019 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 21 January 2011 | |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 31 July 2008 | 08 January 2011 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 27 December 2007 | 08 January 2011 |