SFC Licences of LO Ho Yin 盧浩然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Shanghai Securities Limited 第一上海證券有限公司 RO 1 15 April 2019
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 21 January 2011
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 21 January 2011 15 April 2019
Huarong International Securities Limited 華融國際證券有限公司 RE 2 31 July 2008 08 January 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 1 27 December 2007 08 January 2011