SFC Licences of CHAN Sui Wai 陳瑞威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 21 May 2013 | 31 August 2014 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 17 February 2011 | 31 August 2014 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 2 | 17 February 2011 | 31 March 2014 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 03 January 2008 | 26 March 2010 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 03 January 2008 | 26 March 2010 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 3 | 03 January 2008 | 26 March 2010 |