SFC Licences of CHAU Lok Yuen, Amy 周樂宛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Innovax Securities Limited 創陞證券有限公司 RO 4 19 April 2017
Innovax Securities Limited 創陞證券有限公司 RO 1 19 April 2017
China Everbright Capital Limited 中國光大融資有限公司 RE 6 07 February 2011 01 September 2016
China Everbright Capital Limited 中國光大融資有限公司 RE 4 07 February 2011 01 September 2016
China Everbright Capital Limited 中國光大融資有限公司 RE 1 07 February 2011 01 September 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 07 February 2011 01 September 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 07 February 2011 01 September 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 07 February 2011 01 September 2016
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RE 1 30 June 2010 16 September 2010
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RE 6 14 September 2009 16 September 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 26 May 2009 16 September 2010
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 26 May 2009 15 May 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 04 January 2008 16 September 2010