SFC Licences of HUNG Dick On 熊迪安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 1 20 May 2013 13 April 2023
Emperor Futures Limited 英皇期貨有限公司 RE 2 20 May 2013 13 April 2023
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 20 May 2009 19 February 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 19 November 2008 19 February 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 19 November 2008 19 February 2013
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 27 December 2007 14 October 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 27 December 2007 14 October 2008