SFC Licences of HUNG Dick On 熊迪安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 20 May 2013 | 13 April 2023 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 20 May 2013 | 13 April 2023 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 20 May 2009 | 19 February 2013 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 19 November 2008 | 19 February 2013 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 19 November 2008 | 19 February 2013 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 27 December 2007 | 14 October 2008 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 27 December 2007 | 14 October 2008 |