SFC Licences of ROBERTS John James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 5 | 13 January 2017 | 07 May 2019 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 4 | 13 January 2017 | 07 May 2019 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 13 January 2017 | 07 May 2019 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 13 January 2017 | 07 May 2019 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RO | 4 | 13 January 2017 | 01 August 2017 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 13 January 2017 | 01 August 2017 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 04 July 2013 | 13 January 2017 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 02 January 2008 | 13 January 2017 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 02 January 2008 | 13 January 2017 |