SFC Licences of HO Yan Chiu 何仁超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 11 June 2013 | 31 December 2014 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 11 June 2013 | 31 December 2014 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 02 January 2008 | 13 April 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 January 2008 | 13 April 2010 |