SFC Licences of YAM Wan Ki 任蘊騏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 23 March 2022 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 21 August 2014 | 23 March 2022 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 21 August 2014 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 21 August 2014 | 30 June 2016 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 28 July 2014 | 08 August 2014 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 28 July 2014 | 08 August 2014 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 09 November 2012 | 19 July 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 09 November 2012 | 19 July 2014 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 02 January 2008 | 10 May 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 January 2008 | 10 May 2012 |