SFC Licences of HO Pui San 何珮珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 20 December 2011 25 May 2013
Merrill Lynch (Asia Pacific) Limited RE 1 14 September 2010 25 May 2013
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 1 04 January 2008 14 August 2010
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 4 04 January 2008 14 August 2010