SFC Licences of HO Pui San 何珮珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 December 2011 | 25 May 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 September 2010 | 25 May 2013 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 04 January 2008 | 14 August 2010 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 04 January 2008 | 14 August 2010 |