SFC Licences of NG Cheuk Yung 吳卓蓉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 15 November 2011 | 31 August 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 November 2011 | 31 August 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 November 2011 | 31 August 2013 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 26 April 2011 | 10 November 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 26 April 2011 | 10 November 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 26 April 2011 | 10 November 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 January 2008 | 11 May 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 07 January 2008 | 11 May 2008 |