SFC Licences of LAW Man Chiu 羅文超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 16 November 2017 | 06 November 2021 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 16 November 2017 | 06 November 2021 |
BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 11 May 2015 | 01 September 2015 |
BCT Financial Limited 銀聯金融有限公司 | RE | 1 | 11 May 2015 | 01 September 2015 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 11 June 2013 | 31 December 2013 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 31 January 2008 | 15 March 2013 |