SFC Licences of LAW Man Chiu 羅文超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 16 November 2017 06 November 2021
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 16 November 2017 06 November 2021
BCT Financial Limited 銀聯金融有限公司 RE 4 11 May 2015 01 September 2015
BCT Financial Limited 銀聯金融有限公司 RE 1 11 May 2015 01 September 2015
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 11 June 2013 31 December 2013
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 31 January 2008 15 March 2013