SFC Licences of HUO Ling 霍玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 03 December 2010 | 16 March 2012 |
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 | RE | 2 | 03 December 2010 | 16 March 2012 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 03 December 2010 | 30 September 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 22 July 2008 | 10 April 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 June 2008 | 10 April 2010 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 04 January 2008 | 30 January 2008 |