SFC Licences of LUO Lei 羅磊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 02 February 2018
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 4 09 January 2013 25 November 2017
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 09 January 2013 25 November 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 02 January 2008 12 December 2012